ADVISORY

The ObjectWay Financial Suite platform optimizes MiFID compliant advisory services. Support for advisory services is provided by three different solutions: OFS Advice - Client Financial Planner, OFS Advice - Portfolio, OFS Advice - Compliance & Suitability.

Even though the three solutions are closely interrelated through the sharing of common data and functions, they can each be used on a stand-alone basis.

OFS Advice - Client Financial Planner

OFS Advice - Client Financial Planner consists of MiFID compliant advisory support tools for financial institutions and their clients.

DETAILS

OFS Advice - Portfolio

An integral component of the ObjectWay Financial Suite that provides financial institutions with full navigation services, thorough analysis and reporting of the risks and returns of client portfolios.

DETAILS

OFS Advice - Compliance & Suitability Engine

A tool used by financial institutions to input and manage clients’ data to assure the suitability and appropriateness of transactions that have been requested or recommended.

DETAILS

 

 

WHO & WHAT

FINECO BANK

Fineco Bank – UniCredit Group, with a network of 3000 Personal Financial Advisors, 865 thousand customers and 30 billion in assets under management, selected ObjectWay Financial Software to support customer management and advisory services in preparation for MiFID.

The platform includes the Personal Financial Planning, Portfolio, MiFID Adequacy and Appropriateness modules to support its advisory services.

It is a flexible and outstanding solution for the provision, through a single access point, of the functions and data necessary for customized and real-time advisory services.

GRUPPO UBI

The UBI Group selected OFS Advice - Portfolio, ObjectWay Financial Advisory and ObjectWay ANT – Distribution Networks to support its network of approximately 1,000 tied agents, advisors, private bankers and brokers.

One of the key advantages for UBI of ObjectWay is the flexibility of the software in handling different types of fee income and expenses for the networks of each bank of the UBI Group: Financial Advisors of UBI Banca Private Investment, Banca Popolare Commercio e Industria brokers and Banca 24x7 brokers and financial services agents.



MONTE DEI PASCHI PROMOZIONE FINANZIARIA

Monte dei Paschi Promozione Finanziaria is a unit of the Monte dei Paschi Group that has a network has more than 1,000 Personal Financial Bankers and financial advisors.

The Consorzio Operativo, which is a Montepaschi Group service company, selected OFS Advice - Portfolio, ANT Distribution Networks and MBO and Incentives software to support the bank’s operations.

ALLIANZ BANK

Allianz Bank Financial Advisors is the multichannel bank of the Allianz Group in Italy. It operates in the insurance and asset management sector through a network of approximately 3,000 financial advisors and 12 branches, and has assets under management (funds, wealth management, life insurance and custody) of nearly € 20 billion.

Allianz selected ObjectWay ANT for the administrative and commercial management of its sales network. Its Internal Audit Department uses ObjectWay TA WEB to monitor advisory services as recommended by Assoreti, the Italian association of financial advisory firms.