The solution comprises the following modules:

• Client position
  The module retrieves and displays information retrieved from back office systems, blending it with information from information providers or the bank.
• Portfolio analysis
  This module shows market and currency exposure, measures performance in accordance with international standards and performs a risk analysis. It also verifies compliance with MiFID using either the ObjectWay MiFID Suitability and Appropriateness module or any other provider’s engines used by the client
• Assets held by third parties
  The module calculates total client investments in financial assets, real estate or any of other types of asset.
• Reporting
  The module provides a wide selection of reports that can be customized and adapted to a specific client or portfolio.

ObjectWay Portfolio provides up to date information to advisors (portfolio managers, tied agents, bank consultants, private bankers and relationship managers) and their managers on:

• the status and evolution of clients’ assets under management and those held in custody
• advisor profitability
• market trends compared to client portfolio performance.

The solution’s prime advantages are its ease of use, the wealth of information supplied, the ability to adapt analyses and customize report formats. The benefit for the end-customer is the ability to obtain extensive information tailored to the client’s investment portfolio.

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ObjectWay MiFID Suitability and Appropriateness meets the needs of financial institutions because it permits:

• the centralized configuration of client profiling rules for the provision of services and verification of the suitability and appropriateness of transactions that have been requested or recommended;
• the provision of advisory services by the bank in a manner that underlines their high standard;
• the straightforward and timely verification of the suitability of investment recommendations by evaluating the client portfolio rather than just individual transactions;
• the ongoing monitoring and flagging of client portfolios with respect to their suitability.

This module serves as the basis for:

• the verification of the suitability of investment recommendations made by advisors to assure compliance with MiFID;
• sales and distribution solutions for brokers, advisors and tied agents, that verify the suitability and appropriateness of orders input in comparison with a client’s portfolio and profile.

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