Profile & Diagnose
To understand a client’s total wealth including assets and liabilities, income and expenditure, risk profile, secondary characteristics, investment behavior, financial goals, stage of life.
Define and tailor investment proposal
Define and tailor an investment proposal in terms of asset allocation and product recommendations that comply with and meet all of a client’s objectives.
Compliance & Suitability
Verify that the investment proposal is suitable for the client in terms of risk, investment horizon, product types, costs, and investment constraints.
Deliver & Execute
Manage the proposal workflow with the client (drafted, accepted, rejected) and execute orders through the integration with the wealth manager’s OMS.
Monitoring and Alerting
Client goals, portfolio positions, and suitability can be continuously monitored and alerts generated when conditions are met.