back to Platform
Post-trade processes including settlement, clearing and record-keeping, to ensure efficient and accurate processing of securities transactions
Banking, Asset & Wealth Management Operation Solutions
Securities Back Office
Increase efficiency and enable scalability with an international solution that meet securities back-office needs
Capabilities
Cash and securities management
Full control of cash management and securities inventory, account balances and expected movements, client payments (SWIFT / ISO2022), client deposits and interest, FX
Trade Processing
Trade capture from OMS platforms, trade enrichment, trade confirmations, transaction reporting
Asset Servicing
Nominee & designated custody, workflow of corporate action and dividend events processing, certificate/paper lifecycle management, management of tax efficient products, tax reclaims, subscriptions
Fees, Commissions and Charges
Client fees, commissions and charges calculation; scheduling, exclusions and overrides, invoice production
Securities & Income Taxation
What-If future liability analysis allows CGT implications in modelling and asset allocation processes, client reporting packs included
Client and Compliance Reporting
Client Statements, valuations, tax packs, invoices, confirmations. Generation of reports in the format required by local authorities, MiFID II, suitability
Key Benefits
- Boost operational efficiency saving both time and the resources
- Maximise productivity via seamless administration processes and STP
- Cut transaction costs and increase competitiveness
- Reduce operational risk and ensure compliance
- Prepare reliable portfolio income and taxation reporting packs
- Focus on your core competencies leveraging our full IT outsourcing capabilities
Clearing & Settlement
Bring efficiency to the back-office with a flexible and agile global software solution
Capabilities
Clearing
Self-clearing or via links to clearing service providers such as CREST, SWIFT, Euroclear, Clearstream, Central Counterparties; trade enrichment based on smart Standing Settlement Instruction routing matrix
Settlement
Monitoring and updates of settlement status throughout the trade lifecycle; support of gross and net settlement, actual or contractual basis
STP Exception Management
Dashboard of settlement failures and workflow management; proactive alerts on difficulties, enquiry to identify need for depot realignments and/or stock borrow/lends
Key Benefits
- Bring efficiency to the back-office without compromising quality
- Cut transaction costs and increase competitiveness
- Focus on the key client management tasks
- Automate operational processes while enhancing service offering
- Ensure maximum reliability
Capital Gain Taxation
Leverage the most accurate calculation of capital gains and allowable losses
Capabilities
Securities Taxation
Tax database compliant to CGT legislation for accurate calculation of chargeable gains and allowable losses
What If Engine
What-If future liability analysis allows CGT implications in modelling and asset allocation processes
Income Processing
Calculation of taxes on dividends, sales proceeds, interest earned, etc.
Tax Reporting
Preparation of end of year client reporting, portfolio income and taxation reporting packs
Key Benefits
- Automate calculation and modelling of the chargeable gains and allowable losses
- Prepare reliable portfolio income and taxation reporting packs
- Consider accurate CGT implications in your modelling and asset allocation processes
- Benefit from flexibility to configure according to specific business requirements
- Deliver precise and trustworthy information to your customers
Advisor Compensation and Audit
Streamline and easy administrate revenues, compensation and compliance of your sales network with a centralised and error free billing process
Capabilities
Sales Network Management
Creation and configuration of a complex and heterogeneous sales structure with different hierarchy
Online Commission Reporting
Online fee & commission statements, detailed analysis of monthly commissions, download of related documents
Fee & Commission Management
Pay-in & pay-out management, fee calculation, incentives, bonus and commissions, invoices issue
Incentive Programs & MBO
Structured set of rules to manage rewards, incentives and MBO
Audit Management
Interception of sales atypical behaviours that could generate operational and reputational risks
Compliance Reporting
Detailed report by sale/agent, benchmarking analysis and global network risk trend
Key Benefits
- Streamline your business process, minimising human interventions and reducing errors in commission process
- Leverage a unique, centralised system for complete network management of your sales organisation
- Benefit of a continuously updated platform to meet regulatory requirements and change in market needs
- Intercept sales atypical behaviours which may affect firm’s reputation
- Reduce customer complaints, operational, reputational and capital risk
Securities Back Office
Securities Back Office
Increase efficiency and enable scalability with an international solution that meet securities back-office needs
Capabilities
Cash and securities management
Full control of cash management and securities inventory, account balances and expected movements, client payments (SWIFT / ISO2022), client deposits and interest, FX
Trade Processing
Trade capture from OMS platforms, trade enrichment, trade confirmations, transaction reporting
Asset Servicing
Nominee & designated custody, workflow of corporate action and dividend events processing, certificate/paper lifecycle management, management of tax efficient products, tax reclaims, subscriptions
Fees, Commissions and Charges
Client fees, commissions and charges calculation; scheduling, exclusions and overrides, invoice production
Securities & Income Taxation
What-If future liability analysis allows CGT implications in modelling and asset allocation processes, client reporting packs included
Client and Compliance Reporting
Client Statements, valuations, tax packs, invoices, confirmations. Generation of reports in the format required by local authorities, MiFID II, suitability
Key benefit
- Boost operational efficiency saving both time and the resources
- Maximise productivity via seamless administration processes and STP
- Cut transaction costs and increase competitiveness
- Reduce operational risk and ensure compliance
- Prepare reliable portfolio income and taxation reporting packs
- Focus on your core competencies leveraging our full IT outsourcing capabilities
Clearing & Settlement
Clearing & Settlement
Bring efficiency to the back-office with a flexible and agile global software solution
Capabilities
Clearing
Self-clearing or via links to clearing service providers such as CREST, SWIFT, Euroclear, Clearstream, Central Counterparties; trade enrichment based on smart Standing Settlement Instruction routing matrix
Settlement
Monitoring and updates of settlement status throughout the trade lifecycle; support of gross and net settlement, actual or contractual basis
STP Exception Management
Dashboard of settlement failures and workflow management; proactive alerts on difficulties, enquiry to identify need for depot realignments and/or stock borrow/lends
Key benefit
- Bring efficiency to the back-office without compromising quality
- Cut transaction costs and increase competitiveness
- Focus on the key client management tasks
- Automate operational processes while enhancing service offering
- Ensure maximum reliability
Capital Gain Taxation
Capital Gain Taxation
Leverage the most accurate calculation of capital gains and allowable losses
Capabilities
Securities Taxation
Tax database compliant to CGT legislation for accurate calculation of chargeable gains and allowable losses
What If Engine
What-If future liability analysis allows CGT implications in modelling and asset allocation processes
Income Processing
Calculation of taxes on dividends, sales proceeds, interest earned, etc.
Tax Reporting
Preparation of end of year client reporting, portfolio income and taxation reporting packs
Key benefit
- Automate calculation and modelling of the chargeable gains and allowable losses
- Prepare reliable portfolio income and taxation reporting packs
- Consider accurate CGT implications in your modelling and asset allocation processes
- Benefit from flexibility to configure according to specific business requirements
- Deliver precise and trustworthy information to your customers
Advisor Compensation and Audit
Advisor Compensation and Audit
Streamline and easy administrate revenues, compensation and compliance of your sales network with a centralised and error free billing process
Capabilities
Sales Network Management
Creation and configuration of a complex and heterogeneous sales structure with different hierarchy
Online Commission Reporting
Online fee & commission statements, detailed analysis of monthly commissions, download of related documents
Fee & Commission Management
Pay-in & pay-out management, fee calculation, incentives, bonus and commissions, invoices issue
Incentive Programs & MBO
Structured set of rules to manage rewards, incentives and MBO
Audit Management
Interception of sales atypical behaviours that could generate operational and reputational risks
Compliance Reporting
Detailed report by sale/agent, benchmarking analysis and global network risk trend
Key benefit
- Streamline your business process, minimising human interventions and reducing errors in commission process
- Leverage a unique, centralised system for complete network management of your sales organisation
- Benefit of a continuously updated platform to meet regulatory requirements and change in market needs
- Intercept sales atypical behaviours which may affect firm’s reputation
- Reduce customer complaints, operational, reputational and capital risk
