Transfer Agent

Manage investment fund participation with maximum flexibility and in compliance to regulations

Capabilities

Management of Client Transactions

Customer instruction management (subscriptions, refunds, switches), unit management (split, groupinTA, transfers)

Capabilities

Support of MiFID Regulation

Customer and product profiling, appropriateness checks

Capabilities

Share price calculation

Simulations of share price calculation, valuation of transactions, commission calculation (front load and back load)

Capabilities

Regulatory reporting

Transaction accounting, interfaces to distributors and Depositary Bank

Capabilities

Anti-Money Laundering

Administration of relations with supervisory bodies and Revenue Service

Capabilities

Reporting

Management of inactive accounts, due diligence declarations and court orders

Capabilities

Key Benefits

Fully manage fund participant administration activities and all issues related to the asset manager’s relationships with customers, distributors and the Depositary Bank

Provide the guarantees necessary to comply with new regulations and regulatory compliance, from data archival to privacy protection

Reduce operational risk related to the incorrect valuation of subscriber positions

Benefit from maximum flexibility in the management of any type of customer instruction

Transfer Agent

Manage investment fund participation with maximum flexibility and in compliance to regulations

Capabilities

“
Management of Client Transactions
“Customer instruction management (subscriptions, refunds, switches), unit management (split, groupings, transfers)”

“
Support of MiFID Regulation
“Customer and product profiling, appropriateness checks”

“
Share price calculation
“Simulations of share price calculation, valuation of transactions, commission calculation (front load and back load)”

“
Regulatory reporting
“Transaction accounting, interfaces to distributors and Depositary Bank”

“
Anti-Money Laundering
“Administration of relations with supervisory bodies and Revenue Service”

“
Reporting
“Management of inactive accounts, due diligence declarations and court orders”

Key Benefits

“

“Fully manage fund participant administration activities and all issues related to the asset manager’s relationships with customers, distributors and the Depositary BankDepositaria”