Securities
Administration

Post-trade processes including settlement, clearing and record-keeping, to ensure efficient and accurate processing of securities transactions

Securities Trade
Processing

Increase efficiency and enable scalability with an STP trade processing for all asset classes and products

Capabilities

Trade Capture, Fee Engine and Release

Trade Capture from OMS, calculation of fees and commissions on trades both on market and client side, trade enrichment based on smart Standing Settlement Instruction routing matrix, reconciliation of market trades

Trade Processing

Confirm trades via SWIFT and all other channels, create cash entries and handle exceptions, amendmends and reversals

Reporting and Compliance

Report trades and ensure efficient compliance / market abuse control

Repos and Lending

Handle repos and lending/borrowing both for own account and clients

Key Benefits

Boost operational efficiency saving both time and the resources
Maximise productivity via seamless administration processes and STP
Cut transaction costs and increase competitiveness
Reduce operational risk and ensure compliance
Prepare reliable portfolio income and taxation reporting packs
Focus on your core competencies leveraging our full IT outsourcing capabilities

Securities
Settlement

Bring efficiency to the back-office with a flexible and agile global software solution

Capabilities

Clearing

Self-clearing via links to CSDs such as CREST, Euroclear, Clearstream or via SWIFT to other custodians. Trade enrichment based on smart Standing Settlement Instruction routing matrix. Netting and flexible routing to sub-custody accounts

Settlement

Monitoring and updates of settlement status throughout the trade lifecycle; support of gross and net settlement, actual or contractual basis; Dashboard of settlement failures. Regulatory reporting on settlement status (CSDR reporting)

Reconciliation

Automated reconciliation to the custodian and within the books of the institution

Transfers

Automation of stock transfers in/out and custody changes

Key Benefits

Bring efficiency to the back-office without compromising quality
Cut transaction costs and increase competitiveness
Focus on the key client management tasks
Automate operational processes while enhancing service offering
Ensure maximum reliability

Securities
Custody

Efficiently manage client positions and own holdings with state-of-the-art corporate action processing and flexible fee model

Capabilities

Client Custody, Own Holdings and Non-Custody Brokerage

Keep the custody records for clients and own holdings. Allow for trading and brokerage for non-custody clients with automatic delivery functionality. Provide warehouse and breakdown functionality for institutional clients/asset managers

Custody Reporting and Fees

Inform the client about holdings, and calculate custody fees based on a highly flexible fees engine

Corporate Actions

Efficiently handle corporate actions in a state of the art process model, cater for AGMs and SRD reporting

MiFID Pre-Trade/Post Trade Reporting

Generate detailed MiFID cost transparency reporting (pre-trade, post-trade) using up-to-date product information and directly accessing all fee models and special conditions

Key Benefits

Support customizable custody and fee arrangements that can be adapted to operating models and and regulations
Increase efficiency of operations through automated processing of corporate actions
Maintain full compliance through MiFID reporting interfaces

Derivatives

Enable efficient hedging of positions and offer a full product spectrum using exchange traded derivatives

Capabilities

Trading and Transaction Processing

The complete life-cycle of ETD trades (Futures and Options) is covered including contract data management, trading and settlement. The solution provides a deep integration into EUREX and IDEM, but also caters for other exchanges and the handling of OTC contracts

Margin Calculation and Reporting

Using data received from the exchanges, the margins on all positions are calculated, and all data is provided to risk and collateral management. Also, all regulatory reporting requirements are fully covered

Key Benefits

Increase productivity by automating the middle and back-office functions that support trade lifecycle activity, from the inception of an order through clearance and settlement of payments
Reduce operational risk by ensure seamless links between functions
Mitigate counterparty credit risk by analyzing the collateral management process

Securities Trade Processing

Securities Trade
Processing

Increase efficiency and enable scalability with an STP trade processing for all asset classes and products

Capabilities

Trade Capture, Fee Engine and Release

Trade Processing

Confirm trades via SWIFT and all other channels, create cash entries and handle exceptions, amendmends and reversals

Reporting and Compliance

Report trades and ensure efficient compliance / market abuse control

Repos and Lending

Handle repos and lending/borrowing both for own account and clients

Key Benefits

Boost operational efficiency saving both time and the resources
Maximise productivity via seamless administration processes and STP
Cut transaction costs and increase competitiveness
Reduce operational risk and ensure compliance
Prepare reliable portfolio income and taxation reporting packs
Focus on your core competencies leveraging our full IT outsourcing capabilities

Securities Settlement

Securities
Settlement

Bring efficiency to the back-office with a flexible and agile global software solution

Capabilities

Clearing

Settlement

Reconciliation

Automated reconciliation to the custodian and within the books of the institution

Transfers

Automation of stock transfers in/out and custody changes

Key Benefits

Bring efficiency to the back-office without compromising quality
Cut transaction costs and increase competitiveness
Focus on the key client management tasks
Automate operational processes while enhancing service offering
Ensure maximum reliability

Securities Custody

Securities
Custody

Efficiently manage client positions and own holdings with state-of-the-art corporate action processing and flexible fee model

Capabilities

Client Custody, Own Holdings and Non-Custody Brokerage

Custody Reporting and Fees

Inform the client about holdings, and calculate custody fees based on a highly flexible fees engine

Corporate Actions

Efficiently handle corporate actions in a state of the art process model, cater for AGMs and SRD reporting

MiFID Pre-Trade/Post Trade Reporting

Generate detailed MiFID cost transparency reporting (pre-trade, post-trade) using up-to-date product information and directly accessing all fee models and special conditions

Key Benefits

Support customizable custody and fee arrangements that can be adapted to operating models and and regulations
Increase efficiency of operations through automated processing of corporate actions
Maintain full compliance through MiFID reporting interfaces

Derivatives

Enable efficient hedging of positions and offer a full product spectrum using exchange traded derivatives

Capabilities

Trading and Transaction Processing

Margin Calculation and Reporting

Key Benefits

Increase productivity by automating the middle and back-office functions that support trade lifecycle activity, from the inception of an order through clearance and settlement of payments
Reduce operational risk by ensure seamless links between functions
Mitigate counterparty credit risk by analyzing the collateral management process